AML Compliance Expert
17 hours ago
Interactive Brokers Group is a pioneer in trading innovation, having introduced the first floor-based handheld computer in 1983. As a technology-driven company, we challenge the status quo and strive to offer our clients the best trading platform with sophisticated features at the lowest cost.
The Assurance Testing and Monitoring team sits within the broader AML team and reports to the Money Laundering Reporting Officer (MLRO). This team is responsible for performing independent testing activities in accordance with applicable IBKR group procedures/policy and UK/EU AML legislation. They assess the design and effectiveness of first and second-line AML controls, produce reports on the effectiveness of the controls by analyzing metrics from test samples, and validate the appropriateness of remediation actions undertaken to address findings.
Job Overview- We are seeking an experienced AML Compliance Expert to join our Assurance Testing and Monitoring team.
Key Responsibilities:
- Implement and execute compliance testing programs for AML controls in the first and second lines of defense.
- Participate in the planning, execution, and reporting of compliance assurance reviews and regulatory issue validation.
- Perform qualitative, risk-based testing on the first and second lines of defense by reviewing key control points from a population sample.
- Produce initial Assurance metrics and findings in accordance with testing procedures.
- Participate in preliminary discussions with applicable control owners and present initial test findings.
- Produce reports (including ad hoc) for control owners and senior management based on initial findings and discussions at the direction of the AML Assurance/QA Manager.
- Develop and prepare corrective action and management information reports for control owners.
- Conduct timely follow-ups on pending issues to ensure quick resolutions.
- Participate in the planning, execution, and reporting of compliance assurance reviews.
- Carry out compliance and regulatory issue validation activities in accordance with the Assurance Testing Plan.
- Assist with developing and enhancing the Assurance Testing Methodologies and Standards for testing, monitoring, and reporting.
- Utilize innovative compliance testing solutions, including Data Analytics, to add value and reduce costs of compliance-related activities.
- Following the Assurance Testing Plan, coordinate QA/Testing reviews under the guidance of the AML Assurance/QA Manager and Senior QA/Testing Analyst.
- Assist in producing and distributing quality assurance review metrics to stakeholders.
- Update and monitor issues identified for remediation using the various Compliance Tracking Tools.
Requirements:
- Strong understanding of AML compliance, European and UK regulations.
- Excellent communication skills.
- Proficiency in MS Office.
- Strong attention to detail.
Benefits:
- Discretionary annual bonus (cash and stock).
- Private healthcare insurance.
- Free recreational pass (AYCM XL package).
- Daily food allowance in the office.
- Monthly BKK pass.
- Hybrid way of working (2 days home office/week).
- Modern office in the heart of Budapest with free amenities.
- Great atmosphere with friendly and exceptional colleagues and frequent company outings.
-
AML Compliance Expert
4 weeks ago
Budapest, Budapest, Czech Republic Interactive Brokers Full timeAre you passionate about ensuring the integrity of financial systems? Do you have a strong background in anti-money laundering (AML) compliance and regulations?We are seeking an experienced AML Compliance Expert to join our Assurance Testing and Monitoring team at Interactive Brokers Group. As a leading online trading platform, we take pride in being at the...
-
AML Compliance Expert
17 hours ago
Budapest, Budapest, Czech Republic Interactive Brokers Full timeAbout the RoleWe are seeking a highly skilled AML compliance expert to join our team of financial intelligence specialists. As part of our ongoing efforts to ensure the integrity of our clients' transactions, this role will play a critical part in conducting surveillance and investigations of client activities.Key ResponsibilitiesOngoing Surveillance and...
-
AML Compliance Specialist
2 weeks ago
Budapest, Budapest, Czech Republic Interactive Brokers Full timeJob DescriptionIn this role, you will be responsible for implementing and executing a compliance testing program for Anti-Money Laundering (AML) controls in the first and second lines of defense. You will participate in the planning, execution, and reporting of compliance assurance reviews and regulatory issue validation.You will perform qualitative,...
-
AML Compliance Specialist
2 weeks ago
Budapest, Budapest, Czech Republic Interactive Brokers Full timeCompany Overview">Interactive Brokers Group is a technology-driven company that has been at the forefront of trading innovation since its inception. With a strong emphasis on software development, we have created a stellar brokerage platform that offers our clients the best trading experience at the lowest cost.">We are looking for an experienced AML...
-
Compliance Specialist
1 month ago
Budapest, Budapest, Czech Republic Interactive Brokers Full timeInteractive Brokers Group is a leader in trading innovation, renowned for its cutting-edge technology and exceptional brokerage platform.About the RoleWe are seeking a highly skilled Compliance Specialist to join our AML team, conducting ongoing surveillance and investigations of client activities. This role offers an exciting opportunity to work with a...
-
Budapest, Budapest, Czech Republic Interactive Brokers Full timeAbout Interactive BrokersWe are a technology-driven company that has been at the forefront of trading innovation since our inception. Our commitment to delivering cutting-edge solutions has earned us a reputation as a leader in the financial services industry.Our VisionWe aim to provide our clients with the most sophisticated trading platform, renowned for...
-
Technical Support Specialist
17 hours ago
Budapest, Budapest, Czech Republic Interactive Brokers Full timeAbout Interactive BrokersInteractive Brokers Group has been a pioneer in trading innovation since its inception. Founded in 1983, the company has consistently pushed boundaries to provide clients with the best trading platform featuring sophisticated tools at an affordable cost.We take pride in being primarily a technology-driven firm, challenging...
-
Chief Software Architect
3 days ago
Budapest, Budapest, Czech Republic MP Solutions Kft. Full timeAbout MP Solutions Kft.">Our partner, a Hungarian company, is dedicated to delivering innovative IT solutions. With an expanded development team as part of an international team, we're looking for skilled professionals to join our ranks.">Key Responsibilities:">">Evaluate the project's architecture and identify opportunities for expanding the solution's...
-
Budapest, Budapest, Czech Republic MP Solutions Kft. Full timeCompany OverviewMP Solutions Kft. is a renowned global leader in the manufacturing of systems, modules, and components designed for commercial vehicles. Their commitment to excellence and quality has enabled them to skillfully combine individual products, creating highly efficient solutions that cater to specific customer applications.The company's...
-
AML Analyst
1 month ago
Budapest, Czech Republic Interactive Brokers Full timeAt least 2+ years’ experience in AML compliance, preferably at a large broker or other financial institution with a European client base or an EU regulator A bachelor’s degree in law, business, finance, or accounting or a certified anti-money laundering specialist (CAMS) or similar ICA diploma is preferred. Sound knowledge of European and UK...
-
AML Financial Intelligence Unit
1 month ago
Budapest, Czech Republic Interactive Brokers Full timeBachelor's degree in law, business, finance, or accounting preferred or Certified Anti-Money Laundering Specialist (CAMS) or similar Compliance diploma or accreditation At least 2+ years' experience in transaction monitoring for financial crimes, particularly concerning domestic and international payment activities, preferably gained at a large broker or...
-
SAP Security
1 month ago
Budapest, Czech Republic Deloitte Full time💼 Do you have experience designing and implementing SAP authorization and security concepts? 🔥 Are you an expert in configuring SAP security solutions, collaborating with functional consultants and developers, and driving security innovation? 🔥 Can you manage complex SAP (Workday/Salesforce) security implementation projects, advise on security...
-
UI/UX Designer
3 months ago
Budapest, Czech Republic NIX Tech Kft. Full timeGood sense of composition. English at Intermediate level (B2). Understanding of interface design principles (UX/UI). Proficient in Figma and Adobe package (Illustrator, After Effects, Photoshop). Creative thinking. Attention to details. The desire for self-development. Independence, responsibility and initiative. WILL BE A PLUS: Experience in UX Research...